Statelessness Determination Procedures
Caseworkers should be able to distinguish between applicants who show no
interest in genuinely co-operating or providing necessary information or evidence,
from those who may be unable to provide such evidence because of their particular
circumstances, such as limited knowledge of the nationality law of their countries
of former habitual residence, absence or loss of relevant documents etc. In such
circumstances, where the available information is lacking or inconclusive, the
caseworker must assist the applicant by interviewing him, undertaking relevant
research and, if necessary, making enquiries with the relevant authorities and
organisations. 58
Enquiries of the authorities of the country of former habitual residence which
disclose the applicant’s personal details must be done with the written consent of
the applicant, but if that consent is denied without good reason (for example, it has
already been established that the person’s claimed fear of those authorities was not
well-founded), it may be inferred that the applicant is not genuinely willing to
cooperate and is failing to discharge the burden of proof, taking account of all the
available information. 59
Hereafter we address who should bear the burden of proof in SDPs, and what
standard of proof applies.
1
Burden of Proof
In most jurisdictions, the legal burden of proof rests with the party bringing a
claim. 60 In principle, this would mean that a stateless person bears the burden of
proof. It is suggested, however, that, in statelessness determination procedures, the
burden of proof be in principle shared, which means that both the applicant and
examiner must cooperate to obtain evidence, to establish the facts and ultimately
clarify whether an individual comes within the scope of the 1954 Convention. 61 It
is not easy for people to prove that they are stateless. Most of the time, stateless
persons have no documents or other evidence to prove that they are not considered
a national by any state. In light of this, both the applicant and the determination
authority must cooperate to obtain evidence to establish the facts. Authorities
undertaking statelessness determination must consider all available evidence, oral
or written, regarding an individual claim. This may include the analysis of
nationality laws of other countries and how they are applied. 62
Substantiating statelessness can involve evidentiary challenges. Statelessness
is rarely a well-documented situation or status, as there are no state authorities
obliged to provide an individual with documentation. Therefore, establishing
whether an individual ‘is not considered as a national … under the operation of …
law’ may require considering a wide range of legal and factual evidence, 63 on the
part of the caseworkers. It is therefore necessary for the burden of proof to be
shared between the applicant and the authorities.
58
59
60
61
62
63
See Asylum Policy Instruction: Statelessness and Applications for Leave to Remain
(Guidance, Version 2.0, UK Home Office 2016) [4.2].
ibid.
See Nicola Monaghan, Law of Evidence (Cambridge University Press 2015) 35.
Handbook on Protection of Stateless Persons (n 11) 34 [89].
Statelessness Determination Procedures (n 19) 5.
Katja Swider, ‘Protection and Identification of Stateless Persons Through EU Law’ (Research
Paper No 2014–05, Amsterdam Centre for European Law and Governance July 2014) 5. See
also Handbook on Protection of Stateless Persons (n 11) 12–13 [23]–[24].
96