40
Report of the International Law Commission on the work of its fifty-first session
cases of fraud, negligence or serious error.106 Moreover,
the judgment in the Nottebohm case only dealt with the
admissibility of a claim for diplomatic protection and did
not imply that a person could be generally treated as
stateless.
(4) In practice, different tests for determining the competence of the successor State to attribute its nationality
on certain persons have been considered or applied, such
as habitual residence or birth. Thus, for example, the
peace treaties after the First World War as well as other
instruments used as a basic criterion that of habitual residence.107 But, as has been pointed out, “[a]lthough
habitual residence is the most satisfactory test for determining the competence of the successor State to impress
its nationality on specified persons, it cannot be stated
with assurance to be the only test admitted in international
law”.108 Some authors have favoured the test of birth in
the territory affected by the succession as proof of an
effective link with the successor State.109 In recent dissolutions of States in Eastern Europe, the main accent was
often put on the “citizenship” of the component units of
the federal State that disintegrated, which existed in
parallel to federal nationality.110
(5) The term “link” in paragraph 1 of article 19 is qualified by the adjective “effective”. The intention was to use
the terminology of ICJ in the Nottebohm case.111
Although the question of non-opposability of nationality
not based on an effective link is a more general one, the
scope of application of paragraph 1 is limited to the nonopposability of a nationality acquired or retained following a succession of States.
(6) Paragraph 2 deals with the problem that arises
when a State concerned denies a person concerned the
right to retain or acquire its nationality by means of discriminatory legislation or an arbitrary decision and, as a
consequence, such person becomes stateless. As already
stated, international law cannot correct the deficiencies of
internal acts of a State concerned, even if they result in
statelessness. This, however, does not mean that other
106
Decision of 20 September 1958 (UNRIAA, vol. XIV (Sales No.
1965.V.4), p. 327).
107
The peace treaties of Saint-Germain-en-Laye (Treaty of Peace
between the Allied and Associated Powers and Austria, Treaty between
the Principle Allied and Associated Powers and Czechoslovakia and the
Treaty between the Principle Allied and Associated Powers and the
Serb-Croat-Slovene State) and of Trianon (Treaty of Peace between the
Allied and Associated Powers and Hungary), however, adopted the
criterion of pertinenza (indigénat), which did not necessarily coincide
with habitual residence.
108
O’Connell, State Succession in Municipal Law . . . (footnote 43
above), p. 518.
109
In the case of Romano v. Comma, in 1925, the Egyptian Mixed
Court of Appeal relied on this doctrine when it held that a person born
in Rome and resident in Egypt became, as a result of the annexation of
Rome in 1870, an Italian national (Annual Digest of Public
International Law Cases, 1925-1926 (London, 1929), vol. 3, p. 265,
case No. 195).
110
See paragraphs (5) to (10) of the commentary to draft article 20
proposed by the Special Rapporteur in his third report (footnote 10
above).
111
It must be noted that, in the English version of the Judgment, the
Court also uses the expression “genuine connection”, the equivalent of
which is rattachement effectif in the French version (see footnote 104
above).
States are simply condemned to a passive role. There
have indeed been instances where States did not recognize any effect to the legislation of another State aimed at
denying its nationality to certain categories of persons,
albeit in a context other than a succession of States: e.g.
such was the position of the Allies with respect to the
Decree of 25 November 1941, in pursuance of the Law
for the Protection of German Blood and German Honour
(Reich Citizenship Law), denationalizing German
Jews.112
(7) The provision of paragraph 2 is, however, not limited to the case where statelessness results from an act of
a State concerned. It also applies where a person concerned has, by his or her negligence, contributed to such
situation.
(8) The purpose of paragraph 2 is to alleviate, not to further complicate, the situation of stateless persons.
Accordingly, this provision is subject to the requirement
that the treatment of such persons as nationals of a particular State concerned be for their benefit, and not to
their detriment. In practical terms, this means that other
States may extend to these persons a favourable treatment
granted to nationals of the State in question. However,
they may not, for example, deport such persons to that
State as they could do with its actual nationals (provided
that there would be legitimate reasons for such action).
PART II
PROVISIONS RELATING TO SPECIFIC
CATEGORIES OF SUCCESSION OF STATES
Commentary
(1) The provisions of Part II are divided into four sections devoted to specific categories of succession of
States, namely “Transfer of part of the territory”, “Unification of States”, “Dissolution of a State” and “Separation
of part or parts of the territory”. The identification of the
rules governing the distribution of individuals among the
States involved in a succession derives in large part from
the application of the principle of effective nationality to
a specific case of succession of States.
(2) As regards the criteria used for establishing the rules
concerning the attribution of the nationality of the successor State, the withdrawal of the nationality of the predecessor State and the recognition of a right of option in
Part II, the Commission, on the basis of State practice, has
given particular importance to habitual residence.113
112
See Lauterpacht, loc. cit. (footnote 52 above).
See paragraphs 50 to 81 of the second report (footnote 7 above).
See also paragraph (4) of the commentary to article 5 above. As regards
the nationality laws of newly independent States, it must be observed
that, while some countries applied residence as a basic criterion, others
employed criteria such as jus soli, jus sanguinis and race. See
Y. Onuma, “Nationality and territorial change: in search of the state of
the law”, The Yale Journal of World Public Order, vol. 8, No. 1 (fall
1981), p. 1, at pp. 15-16; and J. de Burlet, Nationalité des personnes
physiques et décolonisation: Essai de contribution à la théorie de la
succession d’États, Bibliothèque de la Faculté de droit de l’Université
catholique de Louvain, vol. X (Brussels, Bruylant, 1975), pp. 144-180.
113