30
Report of the International Law Commission on the work of its fifty-first session
State may be already adequately addressed by pre-existing legislation.49
(3) The Commission considers it necessary to state
explicitly that the legislation to be enacted by States concerned should be “consistent with the provisions of the
present draft articles”. This underscores the importance of
respect for the principles set out in the draft articles, to
which States are urged to give effect through their domestic legislation. This is without prejudice to the obligations
that States concerned may have under the terms of any relevant treaty.50
(4) The legislation envisaged under article 6 is not limited to the questions of attribution or withdrawal of
nationality in a strict sense, and, where appropriate, the
question of the right of option. It should also address
“connected issues”, i.e. issues which are intrinsically consequential to the change of nationality upon a succession
of States. These may include such matters as the right of
residence, the unity of families, military obligations, pensions and other social security benefits, etc. States concerned may find it preferable to regulate such matters by
means of a treaty,51 a possibility that article 6 in no way
precludes.
(5) The second sentence of article 6 reflects the importance that the Commission attaches to ensuring that persons concerned are not reduced to a purely passive role as
regards the impact of the succession of States on their
individual status or confronted with adverse effects of the
exercise of a right of option of which they could objectively have no knowledge when exercising such right.
This issue arises, of course, only when a person concerned
finds itself having ties with more than one State concerned. The reference to “choices” should be understood
in a broader sense than simply the option between nationalities. The measures to be taken by States should be
“appropriate” and timely, so as to ensure that any rights of
choice to which persons concerned may be entitled under
their legislation are indeed effective.
(6) Given the complexity of the problems involved, and
the fact that certain “connected issues” may sometimes
only be resolved by means of a treaty, article 6 is couched
in terms of a recommendation.
Article 7.
Effective date
The attribution of nationality in relation to the succession of States, as well as the acquisition of nationality following the exercise of an option, shall take effect
on the date of such succession, if persons concerned
would otherwise be stateless during the period
between the date of the succession of States and such
attribution or acquisition of nationality.
Commentary
(1) The Commission recognizes that one of the general
principles of law is the principle of non-retroactivity of
legislation. As regards nationality issues, this principle
has an important role to play, for as stated by Lauterpacht,
“[w]ith regard to questions of status, the drawbacks of
retroactivity are particularly apparent.”52 However, the
Commission considers that, in the particular case of a succession of States, the benefits of retroactivity justify an
exception to the above general principle, notwithstanding
the fact that the practice of States is inconclusive in this
respect.
(2) Article 7 is closely connected to the issue dealt with
in article 6. It has, however, a broader scope of application, as it covers the attribution of nationality not only on
the basis of legislation, but also on the basis of a treaty. If
such attribution of nationality after the date of the succession of States did not have a retroactive effect, statelessness, even if only temporary, could ensue. Under the
terms of article 7, the retroactive effect extends to both
the automatic attribution of nationality and to the acquisition of nationality following the exercise of an option,
provided that persons concerned would otherwise be
stateless during the period between the date of the succession of States and the date of the exercise of such option.
The Commission decided to formulate this article in
terms of obligations incumbent on States concerned, in
particular to ensure consistency with the obligations of
such States with a view to preventing statelessness under
article 4.
(3) Article 7 is the first article where the expression
“attribution of nationality” is used. The Commission considered it preferable, in the present draft articles, to use
this term rather than the term “granting” to refer to the act
of the conferral by a State of its nationality to an individual. It was felt that the term “attribution” best conveyed
the point that the acquisition of nationality upon a succession of States is distinct from the process of acquisition of
nationality by naturalization. It also indicates that the
State does not have the same freedom of action with
regard to cases of attribution as it has in cases involving
naturalization. Where a provision is drafted from the perspective of the individual, the Commission has used the
expression “acquisition of nationality”.
49
See paragraph 89 of the second report (footnote 7 above), as
regards the cession by Finland of part of its territory to the Union of
Soviet Socialist Republics (USSR) (Protocol to the Armistice Agreement between the Union of Soviet Socialist Republics and the United
Kingdom of Great Britain and Northern Ireland, on the one hand, and
Finland, on the other and the Treaty of Peace with Finland).
50
The principle that “the contractual stipulations between the two
[States concerned] . . . shall always have preference” over the
legislation of States involved in the succession is also embodied in
article 13 of the Code of Private International Law (Code Bustamante)
contained in the Convention on Private International Law.
51
For examples of such practice, see the last footnote to paragraph (8) of the commentary to article 15 contained in the third report
(footnote 10 above).
Article 8.
Persons concerned having their habitual
residence in another State
1. A successor State does not have the obligation
to attribute its nationality to persons concerned if they
have their habitual residence in another State and also
have the nationality of that or any other State.
52
H. Lauterpacht, “The nationality of denationalized persons”, The
Jewish Yearbook of International Law, 1948 (Jerusalem, 1949), p. 168.