2020
Statelessness & Citizenship Review
2(2)
target intends; but also as instruments of exclusion, surveillance and control. 5
Moreover, the process of sorting individuals into different nationalities is, by its
nature, discriminatory and not necessarily empowering. 6 But even if we accept the
assumption that recognition and registration of a person’s legal identity by the
state is ‘the crucial primary instrument for realising entitlements’, 7 and that
recognition or acquisition of nationality is always a good, what has become most
apparent in six years is the immense complexity of an assessment of the SDG
commitment to ‘provide legal identity’ in relation to the resolution of
statelessness.
The following Parts set out the existing legal framework for ‘identity’ and birth
registration in international law; followed by a discussion of the complexities of
the recognition of civil registration documents across borders; the contribution of
the UN system to the strengthening of civil registration systems; the interpretation
of the ‘legal identity’ target by the development community; and finally the likely
interaction between ‘legal identity’ and the effort to end statelessness. The article
concludes that the combined efforts of private and public international law are
needed to overcome the very substantial risk that short cuts will create long delays
for stateless persons, and to ensure that the target has a positive impact on the
prevention and reduction of statelessness. SDG Target 16.9 is both an opportunity
and a threat for those who are most marginalised within current systems for official
recognition of legal identity.
LEGAL IDENTITY AND BIRTH REGISTRATION IN INTERNATIONAL LAW
The difficulty of understanding the potential impact of SDG Target 16.9 starts
from the fact that ‘legal identity’ is not a term that had any pre-existing definition
in international law. The indicator adopted to measure progress, the percentage of
children under five whose birth has been registered, leaves significant uncertainty
on what it would take to know that the target had been reached; 8 thus, ‘there is no
simple answer to the measurement question’. 9 This is most obviously true in
relation to any person over five years old; but also for birth registration itself, both
the technical criteria for measuring coverage, and the elements of identity that
should be recorded within the birth register.
5
6
7
8
9
Collected volumes of the past two decades review this history in comparative perspective: see
Jane Caplan and John Torpey (eds), Documenting Individual Identity: The Development of
State Practices in the Modern World (Princeton University Press 2001); Colin J Bennett and
David Lyon (eds), Playing the Identity Card: Surveillance, Security and Identification in
Global Perspective (Routledge 2008); Keith Breckenridge and Simon Szreter (eds),
Registration and Recognition: Documenting the Person in World History (Oxford University
Press 2012); Ilsen About, James Brown and Gayle Lonergan (eds), Identification and
Registration Practices in Transnational Perspective: People, Papers and Practices (Palgrave
Macmillan 2013).
Dimitry Kochenov, Citizenship (MIT Press 2019); Dimitry Kochenov and Justin Lindeboom
(eds), Kälin and Kochenov’s Quality of Nationality Index: An Objective Ranking of the
Nationalities of the World (Hart Publishing 2020).
Simon Szreter and Keith Breckenridge, ‘Editors’ Introduction: Recognition and Registration:
The Infrastructure of Personhood in World History’ in Breckenridge and Szreter (n 5) 1, 12.
Jaap van der Straaten, ‘Legal Identity for All by 2030: How Will We Know?’ (Position Paper,
Civil
Registration
Centre
for
Development—CRC4D
2015)
<https://www.crc4d.com/downloads/2015-10-legal-identity-for-all-by-2030-how-will-weknow-position-paper.pdf>.
Alan Gelb and Anna Diofasi Metz, Identification Revolution: Can Digital ID Be Harnessed
for Development? (Center for Global Development 2018) 36.
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