because, for example, it is in a state of war and/or does not have diplomatic or consular
relations with the country of refuge.197
Some persons who are unable to avail themselves of the protection of the country of their
nationality may qualify for protection under the 1951 Convention/1967 Protocol or under one
of the three regional refugee protection instruments. For example, as stated in UNHCR’s
Handbook on Procedures and Criteria for Determining Refugee Status, lack of protection
may sometimes itself contribute to fear of persecution:
“denial of protection [by the country of nationality] may confirm or strengthen the applicant’s fear of
persecution, and may indeed be an element of persecution.”198
However, there may also be situations where denial of protection does not constitute
persecution. For example, as the Handbook on Procedures and Criteria for Determining
Refugee Status states regarding applicants for refugee status who have dual nationality:
“There will be cases where the applicant has the nationality of a country in regard to which he alleges no
fear, but such nationality may be deemed to be ineffective as it does not entail the protection normally
granted to nationals … As a rule, there should have been a request for, and a refusal of, protection before
it can be established that a given nationality is ineffective. If there is no explicit refusal of protection,
absence of reply within reasonable time may be considered a refusal.”199
Whether a person unable to avail himself or herself of protection is a refugee or not, such a
person is always de facto stateless if he or she is outside the country of his or her nationality.
Inability to avail oneself of protection may be total or partial. Total inability to avail oneself
of protection will always result in de facto statelessness. Persons who are unable to return to
the country of their nationality will also always be de facto stateless even if otherwise able in
part or in full to avail themselves of protection in their host country. On the other hand,
persons who are able to return to the country of their nationality are not de facto stateless,
even if otherwise unable to avail themselves of any form of protection in the host country.200
11.5 Undocumented migrants
Irregular migrants who are undocumented may, or may not, be unable or unwilling to avail
themselves of the protection of the country of their nationality. As noted in section 11.4
above, as a rule there should have been a request for, and a refusal of, protection before it can
be established that a given nationality is ineffective. For example, Country A may make a
finding that a particular individual is a national of Country B, and may seek to return that
individual to Country B. Whether or not the individual is de facto stateless may depend on
whether or not Country B is willing to cooperate in the process of identifying the individual’s
nationality and/or to permit his or her return.
12.
UNHCR’S MANDATE FOR DE FACTO STATELESSNESS
UNHCR’s competence to provide international protection to refugees covers not only those
persons meeting the eligibility criteria for refugee status set out in the 1951 Convention/1967
197
198
199
200
See footnote 34 above.
See footnote 35 above.
“Handbook on Procedures and Criteria for Determining Refugee Status”, op. cit., para. 107.
Quaeritur: Would this last point also apply to nationals of “failed States”?
65
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