Bücken and de Groot
41
State on whose territory he is born is enshrined in Article 1 of the 1961 Convention.11 The
limitation of possible scenarios which could leave a child to be stateless are further reduced by
the operation of Article 2, which prescribes that a foundling should be considered to have been
born within the territory of the Contracting State concerned and to be, furthermore, the offspring of
parents possessing the nationality of the Contracting State. Thus, the 1961 Convention offers
effective protection for foundlings who are situated in States that apply either the ius soli or ius
sanguinis principle.12 Furthermore, Article 4 protects individuals born outside of the territory of a
Contracting State by acquisition of nationality of a parent, if the descendant would otherwise be
stateless. The Convention’s umbrella of protection is completed by Articles 5-8 which stipulates a
general prohibition of ex lege loss of nationality, where this would lead to statelessness of the
individual concerned.
Notwithstanding the general prohibition, ex lege loss of nationality may be permitted by
the Convention under two circumstances, regardless of the fact of whether the loss of nationality leads to statelessness (Article 7(4)). First, a naturalized individual may lose his nationality, if he resides for at least seven consecutive years abroad and fails to declare an intention
to retain the nationality. Second, in the case of an individual born abroad, the retention of
nationality may be made conditional on residence on the territory of the Contracting State
before the expiration of one year after attaining the age of majority, or alternatively the
registration within the same time period. Additionally, by an act of a competent authority
and not ex lege, an individual may be deprived of his nationality pursuant to Article 8 (2) (b),
if the nationality has been obtained by misrepresentation or fraud. Finally, Contracting States
may submit a declaration to retain other grounds of deprivation of nationality, even if this
leads to statelessness, pursuant to Article 8(3). The specific details of the grounds under
Article 8(3) constitute the focus of this article’s analysis and will be discussed in the succeeding sections.
Other provisions of the 1961 Convention include rules for the transfer of State territory (Article
10), dispute resolution mechanisms between Contracting States (Articles 11 and 14) and transitory
provisions (Article 12). Furthermore, the four resolutions, which were adopted in the Final Act of
the 1961 Convention, deserve to be mentioned. Most importantly, Resolution I recommends that
persons who are de facto stateless should, as far as possible, be treated as de jure stateless.13 The
second resolution provides for a definition of the term ‘naturalized person’ as referring to a person
who has acquired nationality upon an application.14 The third resolution recommends procedural
safeguards for Contracting States that make the retention of nationality for individuals residing
abroad subject to a declaration and finally, the fourth resolution provides for a narrower definition
of the term ‘convicted’.15
11. I. Ziemele, A Commentary on the United Nations Convention on the Rights of the Child, Article 7: The Right to Birth
Registration, Name and Nationality, and the Right to Know and Be Cared for by Parents (Brill, 2007), p. 15.
12. UNHCR, ‘Guidelines on Statelessness No. 4: Ensuring Every Child’s Right to Acquire a Nationality through Articles
1-4 of the 1961 Convention on the Reduction of Statelessness’, UNHCR (2014), http://www.unhcr.org/uk/protection/
statelessness/5465c9ff9/guidelines-statelessness-nr-4-ensuring-childs-right-acquire-nationality.html.
13. For an elaborate discussion of the distinction between de jure and de facto statelessness, compare A. Brouwer, ‘Statelessness in Canadian Context’, United Nations (2012), http://ccrweb.ca/sites/ccrweb.ca/files/static-files/stateless
ness.PDF, p. 15.
14. Ibid.
15. Ibid.