CHAPTER 5
Table 4 | Substantive decisions taken | 2012-2016
2012
2013
2016
627,200
590,200
941,800
1,086,400
1,408,500
UNHCR
54,400
72,100
99,600
91,600
83,400
Jointly
18,200
500
4,400
6,400
6,000
Total
699,800
662,800
1,045,800
1,183,400
1,498,000
UNHCR only (%)
8
11
10
8
6
DECISIONS
Provisional figures indicate that States and UNHCR
rendered 1.5 million decisions on individual asylum
applications – new, on appeal, or repeat – during
2016 (Table 4), the largest number on record. 63
Figure 19 | Global Total Protection Rates | 2000-2016
Total protection rate (per cent)
2015
States
All figures in this section should be considered
indicative, because the country of origin for some
asylum-seekers is unknown or undisclosed by some
States. Data on Europe are particularly likely to
include instances of double counting. In light of the
scale of irregular onward movement in 2016, some
people are likely to have applied in more than one
European country. In addition, instances of double
counting may include cases under the European
Union’s ‘Emergency Relocation Mechanism’. 62
60
50
These figures do not include cases closed for
administrative reasons with no decision issued to
applicants, 64 of which 1.3 million were reported in
2016.
Of the total substantive decisions taken, UNHCR
staff adjudicated 83,400 or 6 per cent, a decrease
from the high of 99,600 in 2014. Data relating to
individual decisions are incomplete, however, as a
few States have not yet released all of their official
statistics. Thus, there are likely to be additional
substantive decisions that have been taken by
States in 2016, figures on which will be updated
later.
Available data indicate that 899,600 asylumseekers were recognized as refugees (564,400) or
granted a complementary form of protection
(335,200) during 2016. This was a substantial
increase from previous years, with 681,300 positive
decisions in 2015 and 615,000 in 2014. About
598,400 claims were rejected on substantive
grounds, a number that includes negative decisions
at the first instance and on appeal. Asylum-seekers
rejected at both first and appeal instances may be
reported twice, depending on the methods used by
governments for reporting decisions on individual
asylum applications.
40
61 Security Council Resolution 1244 (1999).
62 Asylum-seekers of nationalities that have at least a 75 per cent
recognition rate at first instance across the EU (based on the
latest Eurostat quarterly statistics) are eligible for relocation from
Greece and Italy. Under this two-year scheme, which was adopted
in September 2015, 66,400 asylum-seekers were originally
foreseen to be relocated from Greece, and 39,600 from Italy.
In 2016, 10,900 people were relocated from Greece and Italy
to other EU and certain member States of the European Free
Trade Association. See https://data2.unhcr.org/en/documents/
details/53389 for details on individual countries.
30
20
10
63 Refers to decisions taken at all levels in the asylum procedure.
0
00
44
2014
02
04
06
08
10
12
14
16
64 Also referred to as ‘non-substantive’ decisions, which may result
from the death of the applicant, no-show for interview, withdrawal
of the application, abandonment of the claim, or the determination
that another country is responsible for the claim (‘Dublin II’
procedure), among other factors.
UNHCR > GLOBAL TRENDS 2016