'avoiding statelessness', it is important to note that “protection of
mono nationals from statelessness cannot be a legal justification
or defence for exposing dual nationals to citizenship stripping”.22
Where nationality deprivation is limited to naturalised citizens
or dual nationals, it is applied primarily – if not solely – to
individuals of foreign descent. This raises an additional issue of
racial discrimination, as such discriminatory policies can have a
stigmatising effect on minority communities.
alone and comply with the principle of non-discrimination”.26 This
recommendation was issued in 2015, five years after citizenship
deprivation powers were introduced into the country’s legislation
for “citizens other than by birth” in the event of “acts contrary to
national security”.27
The analysis in this report shows a high risk of violation of the
principle of non-discrimination. As discussed in Section 3.2, two
thirds of countries that provide for deprivation of nationality
for disloyalty target only certain categories of citizens with
this measure – usually naturalised citizens. Of the 43 countries
in which deprivation powers are generally applicable, 19 have
safeguards against statelessness that render the measure
applicable only against dual nationals. This means that over 80%
of states that provide for deprivation of nationality for disloyalty
make the citizenship of only some citizens contingent while
others are 'safe' because they cannot be targeted.
In any instance, the deprivation of nationality on national security
grounds is presumptively arbitrary. The prohibition of arbitrary
deprivation of nationality is set out in Article 15(2) of the UDHR
and is subsequently enshrined in different international and
regional legal instruments. This presumption of arbitrariness
may only be overridden in circumstances where deprivation is,
at minimum: 1) carried out in pursuance of a legitimate purpose;
2) provided for by law; 3) necessary; 4) proportionate; and 5) in
accordance with procedural safeguards. It must be noted that
the (non-)arbitrariness test is a cumulative one: if a measure or
decision falls short in any of these areas, it must be understood
to be arbitrary.28
In reviewing state practice, UN mandate holders have emphasised
that states must ensure that citizenship deprivation policy
does not further entrench racial discrimination and inequality,
including, inter alia, by stigmatising racialised and marginalised
groups as threats to national security, or by depriving members
of racialised and marginalised groups of their nationality at a
disproportionate rate. In reviewing the deprivation practices of
the Netherlands, for instance, the UN Special Rapporteur on
Racism concluded that:
“ incorporates and is shaped by ethnic or national
[…] because dual nationality in the Netherlands
origin, any Netherlands policy that utilizes a mono-/
dual-nationality-distinction will disparately affect
minorities on the basis of ethnicity, national origin,
and descent in violation of its international human
rights law obligations. In this way, the Netherlands’
citizenship stripping policies result in unequal classes of
citizenship on these bases (national origin, ethnicity, and
descent). This is indirect discrimination.”23
Some recommendations issued by the UN Treaty Bodies also place
specific emphasis on the issue of discriminatory deprivation of
nationality or discriminatory treatment in the context of counterterrorism practices, though in considerably lesser numbers than
recommendations on procedural guarantees or statelessness.
For example, the CERD also provided a recommendation to the
Netherlands covering non-discrimination (as well as procedural
guarantees and prevention of statelessness):
“ its policy of stripping dual nationality is only applied with
The State Party should: (d) Take measures to ensure that
regard to grave criminal offences, does not lead to
statelessness, is subject to effective legal remedies, and
does not lead to discriminatory effects based on race,
ethnicity, national origin or descent”.24
The CCPR also expressed concern on this matter in its own
review of the Netherlands.25
Nevertheless, this aspect of citizenship stripping powers has
received less attention than the avoidance of statelessness in
terms of explicit language issued by the UN Treaty Bodies. Other
recommendations refer more generally to the need to comply
with the principle of non-discrimination in respect of counterterrorism legislation and practices overall – but without directly
commenting on citizenship deprivation powers, even where
this is a pertinent issue in the state under review. For instance,
the CCPR recommended to South Korea that “the State party
should ensure that its counter-terrorism legislation and practices
are in full conformity with the Covenant, are applicable to terrorism
5.4. ARBITRARINESS AND DUE PROCESS
The primary condition for the avoidance of arbitrariness is that
deprivation of nationality must be carried out in pursuance of
a legitimate purpose.29 In order to assess whether the purpose
is legitimate, it has been held that the purpose must be clearly
defined. The following, among others, do not constitute legitimate
purposes for nationality deprivation: administering sanction
or punishment; facilitating expulsion or preventing entry;30 or
exporting the function and responsibility of administering justice
to another state.
In addition to legitimacy considerations, it is important to
assess whether deprivation of nationality is strictly necessary
for achieving the stated legitimate purpose. The determination
of whether a restriction on a right, in this case the right to a
nationality, is 'necessary; most commonly involves the test of
'least intrusive' means. That is, the deprivation of nationality must
be the least intrusive of the various means available to achieve
the desired result. Given the extensive negative consequences
associated with deprivation of nationality and the permanence
of the measure, it is unlikely that it is the least intrusive means
available. The effectiveness of the measure in achieving the stated
legitimate purpose is a further consideration when assessing its
necessity and requires that progress towards expected results
should be monitored and tracked.31
Given the permanence and extensive impact of the measure,
deprivation decisions must be in accordance with procedural
safeguards under international law and must respect fair trial
standards. Article 14(3)(a) of the ICCPR provides that amongst
the procedural safeguards is the requirement that the individual
concerned be “informed promptly and in detail in a language which
he understands” of the intent to deprive nationality prior to the
actual decision to do so. This implies, also, that deprivation must
never be automatic, to ensure that the person concerned can
provide facts, arguments and evidence in defence of their case.
Related to this is the requirement that deprivation decisions must
be open to effective judicial review by a “competent, independent
and impartial” judicial body, where the proceedings are completed
“without undue delay”, and where the defendant is present to
defend his case and has his right to be treated “equal[ly] before
the courts and tribunals” respected.32
In the analysis of states’ legislation set out in this report, a mixed
picture emerges with respect to questions of arbitrariness,
proportionality and due process. On the one hand, the
overwhelming majority of states that provide for deprivation
of nationality for disloyalty ensure that citizenship cannot be
lost automatically,33 thereby recognising that the individual
circumstances of the case must be assessed in order to ensure
compliance with international law. On the other hand, the
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