International law imposes express limits on States’
“ powers
to regulate nationality law […] It is our clear view
that the widespread use of citizenship stripping, in the
name of countering terrorism, is inconsistent with the
spirit and intention of the International Covenant on
Civil and Political Rights, the Convention relating to the
Status of Stateless Persons and the Convention on
the Reduction of Statelessness, as well as other provisions
of international human rights law and customary
international law”.5
There have also been a number of interventions in individual
cases, including a joint communication by six UN mandate
holders in the case of Fatima H. in the Netherlands,6 and amicus
curiae by the Special Rapporteur on the promotion and protection
of human rights and fundamental freedoms while countering
terrorism on the appeals filed by Shamima Begum in the United
Kingdom.7
In the regular monitoring of state practice through the UN Treaty
Body system,8 the evolution of nationality deprivation powers
has also received some attention. Of the 37 countries that
introduced or amended the scope of their legislation regarding
citizenship deprivation, 35 were reviewed at least once by at
least a UN Treaty Body after they changed their legislation.9
In total, 188 sets of Concluding Observations were addressed
to these 35 countries after their change in legislation by the
Human Rights Committee (CCPR), the Committee Against
Torture (CAT), the Committee on the Elimination of Racial
Discrimination (CERD), the Committee on the Rights of the Child
(CRC), the Committee on the Elimination of Racial Discrimination
(CEDAW) and the Committee on Migrant Workers (CMW). An
analysis of the recommendations contained in these Concluding
Observations reveals that only five focus explicitly on the
deprivation of nationality in a national security context. Nine
address deprivation of citizenship more broadly and 11 refer
more generally to the counter-terrorism measures adopted
by the state. Out of the total of 188 sets of recommendations
issued, language on citizenship deprivation and issues raised
by wider counter-terrorism legislation is included in just 25 of
these.10 This shows significant room for improvement in the
measure of attention devoted by the Treaty Body system to the
issue. Nevertheless, those recommendations that have been
provided to states address a variety of the different concerns
that nationality deprivation powers raise under international law,
as set out in the following paragraphs.11
5.2. STATELESSNESS
A close corollary to the right to a nationality is the duty to
avoid statelessness, which is considered “a fundamental
principle of international law”12 and has been acknowledged as
an obligation of customary international law.13 Article 8(1) of
the 1961 Convention on the Reduction of Statelessness, for
instance, prohibits the deprivation of nationality of a person “if
such deprivation would render him stateless”. As such, in seeking
to deprive a person of their nationality, states must make every
effort to determine whether such deprivation would render a
person stateless. This is an exercise that is neither historic nor
predictive. The question to be answered is whether at the point
of deprivation, the individual is considered by the competent
authority of any other state, as a national under the operation
of its law.14 Establishing whether a person is considered as a
national under the operation of a state’s law requires a careful
analysis of how the competent authority of a state applies its
nationality laws in an individual’s case in practice; it is a mixed
question of law and fact.15
As discussed in Section 3.1, only around a quarter of countries
that provide for deprivation of citizenship due to disloyalty
expressly state in their law that this may not result in statelessness.
34
In contrast, 73% of states fail to prescribe a safeguard against
statelessness. In those countries that have introduced or
expanded deprivation powers since the year 2000, the legislative
practice is somewhat better: safeguards are present in 16 of
these 37 countries, equating to around 43%. This suggests
that although the trend has been towards expanding the use of
deprivation of nationality as a national security measure since the
terror attacks of 9/11, more states recognise that statelessness
is to be avoided.
In their review of states that have introduced or expanded
nationality deprivation powers, the UN Treaty Bodies have paid
attention to the issue of statelessness. The CEDAW, for instance,
recommended in its concluding observations on Kazakhstan that
when legislation allows for deprivation of nationality on national
security grounds, it should provide:
against the arbitrary deprivation of nationality
“ safeguards
with a view to preventing statelessness, including the right
to lodge an appeal with suspensive effect and the
availability of effective remedies, which should include the
possibility of restoring nationality”.16
The CCPR, with regard to the United Kingdom, held that “the
State party should also ensure that appropriate standards and
procedures are in place to avoid rendering an individual stateless”.17
In all, five of the 25 relevant recommendations issued by the UN
Treaty Bodies (i.e., 20%) make specific reference to the need to
avoid statelessness from arising from deprivation of nationality.18
5.3. NON-DISCRIMINATION
Deprivation of nationality is further constrained by the principle
of non-discrimination, which is one of the foundational tenets of
international human rights law. The rights to equality and nondiscrimination are, as such, enshrined in all the core international
and regional human rights treaties, with the 1961 Convention
specifically providing that a person or a group of persons may
not be deprived of their nationality “on racial, ethnic, religious
or political grounds”.19 It therefore follows that states must not
deprive any person or group of persons of their nationality as
a result of direct or indirect discrimination in law or practice,
on any ground prohibited under international law. The 2016
resolution of the UN Human Rights Council on this issue provides
the following non-exhaustive list of discriminatory grounds in
relation to understanding when the deprivation of nationality
is arbitrary: “race, colour, sex, language, religion, political or other
opinion, national or social origin, property, birth, or other status,
including disability”.20 Measures of deprivation exercised on these
grounds are prohibited under international law.21
Discrimination can either be direct or indirect, each of which is
equally prohibited under international law. An example of direct
discrimination can be found in the policy of limiting provisions
on deprivation of citizenship to certain categories of citizens,
such as naturalised citizens, which is often specified explicitly.
In this case, the differential treatment thus derives directly from
the citizenship status of the person – or their 'national or social
origin'. Indirect discrimination, by contrast, is more covert, and
may exist when an apparently neutral policy of deprivation
has discriminatory effects. As has been discussed in previous
sections of this report, states regularly provide that citizenship
may be deprived insofar it does not risk rendering the individual
stateless, which is in line with the duty to avoid statelessness
under international law. This seemingly neutral provision,
however, may generate significant indirect discriminatory effects,
because it leads states to differentiate between 'mono nationals'
– those in possession of one citizenship – and individuals with
multiple nationalities. Citizenship, then, is only deprived of the
latter, because they are not rendered stateless by such decision.
While such discrimination is purportedly justified on the basis of
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