28
Report of the International Law Commission on the work of its fifty-first session
nationality in the context of succession of States. Nevertheless, they provide useful guidance to the States concerned by offering solutions which can mutatis mutandis
be used by national legislators in search of solutions to
problems arising from territorial change.
(3) An obvious solution consists in adopting legislation
which ensures that no person having an appropriate connection to a State will be excluded from the circle of persons to whom that State grants its nationality. The concern
of avoiding statelessness is most apparent in the regulation of conditions regarding the loss of nationality. In the
literature, it has thus been observed that the renunciation
of nationality not conditioned by the acquisition of
another nationality has become obsolete.36
(4) A technique used by the legislators of States concerned in the case of a succession of States is to enlarge
the circle of persons entitled to acquire their nationality by
granting a right of option to that effect to those who would
otherwise become stateless. Examples of provisions of
this nature include section 2, subsection (3), of the Burma
Independence Act,37 article 6 of Law No. 40/1993 of
29 December 1992 on the acquisition and loss of citizenship of the Czech Republic,38 and article 47 of the Yugoslav Citizenship Law (No. 33/96).39
(5) The effectiveness of national legislations in preventing statelessness is, however, limited. A more effective
measure is for States concerned to conclude an agreement
by virtue of which the occurrence of statelessness would
be precluded. This is also the philosophy underlying article 10 of the Convention on the Reduction of Statelessness.40
(6) Article 4 does not set out an obligation of result, but
an obligation of conduct. In the case of unification of
States, this distinction has no practical significance, for
the obligation to take all appropriate measures to prevent
persons concerned from becoming stateless means, in
fact, the obligation of the successor State to attribute in
principle its nationality to all such persons.41 However,
the distinction between obligation of result and obligation
36
H. Batiffol and P. Lagarde, Traité de droit international privé,
vol. I, 8th ed. (Paris, Librairie générale de droit et de jurisprudence,
1993), pp.126-127.
37
United Nations, Legislative Series, Materials on Succession of
States in Respect of Matters Other than Treaties (ST/LEG/SER.B/17)
(Sales No. E/F.77.V.9), p. 145.
38
See Report of the experts of the Council of Europe . . . (footnote 35
above), appendix IV.
39
Sluzbeni List Savezne Republike Jugoslavije (Official Gazette of
the Federal Republic of Yugoslavia). See also paragraphs (6) to (8) of
the commentary to article 2 proposed by the Special Rapporteur in his
third report (footnote 10 above).
40
Article 10 reads as follows:
“1. Every treaty between Contracting States providing for the
transfer of territory shall include provisions designed to secure that
no person shall become stateless as a result of the transfer. A
Contracting State shall use its best endeavours to secure that any such
treaty made by it with a State which is not a Party to this Convention
includes such provisions.
“2. In the absence of such provisions a Contracting State to
which territory is transferred or which otherwise acquires territory
shall confer its nationality on such persons as would otherwise
become stateless as a result of the transfer or acquisition.”
41
This obligation is limited by the provisions of article 8.
of conduct is relevant in other cases of succession of
States where at least two States concerned are involved.
Obviously, one cannot consider each particular State concerned to be responsible for all cases of statelessness
resulting from the succession. A State can reasonably be
asked only to take appropriate measures within the scope
of its competence as delimited by international law.
Accordingly, when there is more than one successor State,
not every one has the obligation to attribute its nationality
to every single person concerned. Similarly, the predecessor State does not have the obligation to retain all persons
concerned as its nationals. Otherwise, the result would be,
first, dual or multiple nationality on a large scale and, second, the creation, also on a large scale, of legal bonds of
nationality without appropriate connection.
(7) Thus, the principle stated in article 4 cannot be more
than a general framework upon which other, more specific, obligations are based. The elimination of statelessness is a final result to be achieved by means of the application of the entire set of draft articles, in particular
through coordinated action of States concerned.
(8) As is the case with the right to a nationality set out
in article 1, statelessness is to be prevented under article 4 in relation to persons who, on the date of the succession of States, were nationals of the predecessor State, i.e.
“persons concerned” as defined in article 2, subparagraph
(f). The Commission decides, for stylistic reasons, not to
use the term “person concerned” in article 4, so as to
avoid a juxtaposition of the expressions “States concerned” and “persons concerned”.
(9) Article 4 does not therefore encompass persons
resident in the territory of the successor State who had
been stateless under the regime of the predecessor State.
The successor State has certainly a discretionary power to
attribute its nationality to such stateless persons. But this
question is outside the scope of the present draft articles.
Article 5.
Presumption of nationality
Subject to the provisions of the present draft articles, persons concerned having their habitual residence in the territory affected by the succession of
States are presumed to acquire the nationality of the
successor State on the date of such succession.
Commentary
(1) The purpose of article 5 is to address the problem of
the time-lag between the date of the succession of States
and the adoption of legislation or, as the case may be, the
conclusion of a treaty between States concerned on the
question of the nationality of persons concerned following the succession. Since such persons run the risk of
being treated as stateless during this period, the Commission feels it important to state, as a presumption, the principle that, on the date of the succession of States, the successor State attributes its nationality to persons concerned
who are habitual residents of the territory affected by such
succession. The presumption stated in article 5 also
underlies basic solutions envisaged in Part II for different
types of succession of States.