Nationality in relation to the succession of States
SECTION 3.
DISSOLUTION
OF A
STATE
Article 22. Attribution of the nationality
of the successor States
When a State dissolves and ceases to exist and the
various parts of the territory of the predecessor State
form two or more successor States, each successor
State shall, unless otherwise indicated by the exercise
of a right of option, attribute its nationality to:
(a) Persons concerned having their habitual residence in its territory; and
(b) Subject to the provisions of article 8:
(b) I(i) Persons concerned not covered by subparagraph (a) having an appropriate legal
connection with a constituent unit of the
predecessor State that has become part of
that successor State;
(b) (ii) Persons concerned not entitled to a nationality of any State concerned under subparagraphs (a) and (b) (i) having their
habitual residence in a third State, who
were born in or, before leaving the
predecessor State, had their last habitual
residence in what has become the territory
of that successor State or having any other
appropriate connection with that successor
State.
Article 23.
Granting of the right of option
by the successor States
1. Successor States shall grant a right of option to
persons concerned covered by the provisions of article 22 who are qualified to acquire the nationality of
two or more successor States.
2. Each successor State shall grant a right to opt
for its nationality to persons concerned who are not
covered by the provisions of article 22.
Commentary
(1) Section 3 consists of two articles, articles 22 and 23,
and applies to the case of a dissolution of States, as distinguished from the case of separation of part or parts of the
territory, the latter being the object of section 4. Although
it may not always be easy in practice to clearly differentiate between those two situations, such distinction is necessary. When a State disappears by dissolution, its nationality also disappears, while in the case of separation of
part of the territory, the predecessor State continues to
exist and so does its nationality. 125
125
For comparable reasons, the Commission also distinguished
between “dissolution” and “secession” when it dealt with the question
of succession of States in respect of matters other than treaties. See
Yearbook . . . 1981, vol. II (Part Two), p. 45, document A/36/10, paragraph (3) of the commentary to draft articles 16 and 17 of the draft articles on succession of States in respect of State property, archives and
debts.
43
(2) The substantive rules embodied in articles 22 and 23
apply mutatis mutandis when the various parts of the
predecessor State’s territory do not become independent
States following the dissolution, but are incorporated into
other, pre-existing, States. In such case, the obligations
spelled out in articles 22 and 23 would become incumbent
upon those States.
(3) As the loss of the nationality of the predecessor
State is an automatic consequence of dissolution, the
issues to be addressed in section 3 are the attribution of
the nationality of the successor States to persons concerned and the granting of the right of option to certain
categories of persons concerned.
(4) The core body of nationals of each successor State
is defined in article 22, subparagraph (a), by reference to
the criterion of habitual residence, which is consistent
with the presumption in article 4. This criterion, widely
accepted by publicists,126 was used on a large scale, in
particular, to resolve the issue of attribution of nationality
after the dissolution of the Austro-Hungarian Monarchy.127
(5) In the cases of the dissolutions of Yugoslavia and
Czechoslovakia, some successor States used the criterion
of the “citizenship” of the republics constituting the federation128 as the main criterion for determining their
nationals, irrespective of their place of habitual residence.129 Consequently, some nationals of the predeces126
See Onuma, loc. cit. (footnote 113 above), note 5 referring to
various scholars.
127
The effects on nationality of the dismemberment of the AustroHungarian Monarchy, involving also the dissolution of the core of the
dualist Monarchy, were regulated in a relatively uniform manner.
Article 64 of the Treaty of Saint-Germain-en-Laye provided that
“Austria admits and declares to be Austrian nationals ipso facto and
without the requirement of any formality all persons possessing at
the date of the coming into force of the present Treaty rights of
citizenship (pertinenza) within Austrian territory who are not
nationals of any other State”
(Laws concerning nationality (footnote 47 above), p. 586).
Similar provisions are contained in article 56 of the Peace Treaty of
Trianon concerning the acquisition of Hungarian nationality.
Concerning the ambiguities of the concept of pertinenza, see footnote
107 above.
128
As pointed out by Rezek,
“there are federations where the federal nationality coexists with a
provincial allegiance and the (federal) State is sometimes authorized
to legislate on this matter. . . . The federal nationality would not
appear as a consequence of the nationality of the (federal) State,
established according to the rules laid down by the various
provincial legislatures”
(loc. cit. (footnote 27 above), pp. 342-343).
129
See article 39 of the Law on Citizenship of the Republic of
Slovenia, of 5 June 1991, Uradni list Republike Slovenije (Official
Gazette of the Republic of Slovenia), No. 1/1991 (English translation
of “Law on the Republic of Slovenia Citizenship, of June 5, 1991”
(release 27, November 1994), in Central and Eastern European Legal
Materials (Huntington, New York, Juris Publishing, 1997), Binder
5A); articles 35 and 37 of the Law on Croatian Citizenship of 26 June
1991 (footnote 46 above); article 46 of the Yugoslav Citizenship Law
(No. 33/96) (footnote 39 above); article 1 of Law No. 40/1993 of
29 December 1992 on the acquisition and loss of citizenship of the
Czech Republic (Report of the experts of the Council of Europe . . .
(footnote 35 above), appendix IV); article 2 of the Law on State
Citizenship in the Slovak Republic, of 19 January 1993 (No. 40/1993)
(footnote 67 above); article 26, paragraph 1, of the Act on Citizenship
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