Chapter 5
Table 5 | Substantive decisions take | 2014-2018*
2014
States
2015
2016
2017
2018
941,800
1,086,400
1,408,500
1,395,000
1,064,100
UNHCR
99,600
91,600
83,400
87,400
67,500
Jointly**
4,400
6,400
6,000
4,300
2,600
Total
1,045,800
1,184,400
1,498,000
1,486,600
1,134,200
% UNHCR only
10
8
6
6
6
* Provisional figures.
** Refers to refugee status determination conducted jointly by UNHCR and governments.
Turkey (30,000), Somalia (27,800), China (27,500)
and Colombia (25,500).
All figures in this section should be considered
indicative, because the country of origin for some
asylum-seekers is unknown, underestimated or
undisclosed by some States. Data may include
instances of double counting, as some people are
likely to have applied for asylum in more than one
country. Additionally, only partial data have been
received from Belgium, Luxembourg and South
Africa, and data from Turkey pertain only until
10 September 2018.
Decisions
Provisional figures indicate that States and UNHCR
rendered 1,134,200 decisions on individual asylum
applications – new, on appeal, or repeat – during
2018 [Table 5], a decrease from the high seen in
2016.76 These figures do not include cases closed for
administrative reasons with no decision issued to
applicants,77 of which 514,900 were reported in 2018.
Of the total substantive decisions taken, UNHCR
staff globally adjudicated 67,500 or 6 per cent, a
decrease from the 87,400 reported in 2017 but with
the proportion of all decisions remaining the same.
The decrease is mainly linked to the handover of
refugee status determination to national authorities,
a decrease in refugee status determination for
resettlement purposes and backlog clearance
projects. Data relating to individual decisions are
incomplete, however, as a few States have not yet
released all of their official statistics. Thus, there are
likely to be additional substantive decisions that
have been taken by States in 2018, figures on which
will be updated later.
46
Available data indicate that 500,100 asylum-seekers
were granted protection in 2018, with 351,100
recognized as refugees and 149,000 granted a
complementary form of protection. This was the
lowest figure since 2013. About 634,100 claims were
rejected on substantive grounds, a number that
includes negative decisions at the first instance and
on appeal. Asylum-seekers rejected at both first and
appeal instances may be reported twice, depending
on the methods used by governments for reporting
decisions on individual asylum applications.
At the global level (UNHCR and State asylum
procedures combined), the Total Protection Rate
(TPR) was 44 per cent – i.e. the percentage of
substantive decisions that resulted in any form of
international protection [Figure 19].78 This rate is lower
than the previous year when it stood at 49 per cent
and substantially lower than the 60 per cent
reported in 2016 (although at this time global rates
are indicative). Looking at the global figures for the
countries of origin with over 10,000 substantive
decisions, nationals of Burkina Faso had the highest
TPR with 86 per cent, followed by nationals of DRC
(83 per cent), Eritrea (81 per cent), Syria (81 per cent)
and Somalia (73 per cent). Venezuelans received
protection in under half of decisions (40 per cent) as
did Iraqis (46 per cent), while Afghans received
76 Refers to decisions taken at all levels in the asylum procedure.
77 Also referred to as “non-substantive’ decisions”, which may result
from the death of the applicant, no-show for interview, withdrawal
of the application, abandonment of the claim or the determination
that another country is responsible for the claim (“Dublin II”
procedure), among other factors.
78 UNHCR uses two rates to compute the proportion of refugee
claims accepted. The Refugee Recognition Rate is the proportion
of asylum-seekers accorded refugee status out of the total number
of substantive decisions (Convention status, complementary
protection and rejected cases). The Total Protection Rate is
the proportion of asylum-seekers accorded refugee status or
a complementary form of protection by the total number of
substantive decisions (formerly referred to as Total Recognition
Rate or TRR). Non-substantive decisions are, to the extent
possible, excluded from both calculations. For the purposes of
global comparability, UNHCR uses only these two rates and does
not report rates calculated by national authorities.
unhcr > Global trends 2018