3 ODI Policy brief
What it means to be de facto
The term ‘de facto’ is used extensively in the academic literature to refer to a range of entities that
aspire to be internationally recognised as governing a territory but have no, limited or provisional
international recognition of their claims to statehood. Within the broader category of de facto
entities, we can identify two sub-categories: de facto states – regions of internationally recognised
states governed as a separate state and which seek formal international recognition of their
independence (Somaliland, Transnistria and Northern Cyprus are all examples); and de facto
authorities or governments which claim authority over the entire territory of a recognised state
in place of the internationally recognised government (at time of writing, examples include the
Taliban in Afghanistan, the Houthis in Yemen and the military governments and regimes of Burkina
Faso, Guinea, Mali, Myanmar, Niger and Sudan).
A similar distinction can be made between de jure states and authorities. De jure states – the
193 recognised UN member states – do not always correspond neatly with de jure authorities
(often referred to as internationally recognised governments) which may control only a limited
part of their territory (as in the Central African Republic, Libya or Myanmar) or none at all (as
in Afghanistan) but nevertheless are recognised by the ‘international community’ as that state’s
legitimate government and continue to be treated as such (for example, by continuing to
represent that state in the United Nations General Assembly).
While the international community in general avoids judgements on the legitimacy of individual
states’ governments (in other words, they adhere to the principle that states recognise states
rather than governments (see FDFA, n.d.)), the UN is nevertheless required to pass judgement in
cases when multiple authorities claim to represent a member state. In these cases the Credentials
Committee, acting under the guidance of UN General Assembly Resolution 396(V),2 is called
upon to adjudicate. An overview of cases from 1945 to the present indicates that there are no
clearly defined principles on the basis of which decisions are made. Instead, criteria including
territorial control, democratic legitimacy and respect for international human rights standards are
considered on a case-by-case basis (Myanmar Accountability Project, 2021).
The designation ‘de facto’ itself does not have one singular meaning, even within the academic
and legal literatures. ‘Statehood’ too remains poorly defined – as Crawford (2006: 37) notes,
‘there has long been no generally accepted and satisfactory legal definition of statehood’. The
use of the term ‘de facto’ (or equivalents such as a prefatory ‘so-called’ or inverted commas
(as in ‘president’ or ‘government’) (Bryant and Hatay, 2020)) instead ‘indicates an acceptance,
2
‘[W]henever more than one authority claims to be the government entitled to represent a Member
State in the United Nations, the question should be considered in the light of the Purposes and
Principles of the Charter and the circumstances of each case’.