concerned on the question of the nationality of persons concerned following the succession. Since such
persons run the risk of being treated as stateless during this period, the Commission feels it important to
state, as a presumption, the principle that, on the date of the succession of States, the successor State
attributes its nationality to persons concerned who are habitual residents of the territory affected by such
succession. The presumption stated in article 5 also underlies basic solutions envisaged in Part II [of the
draft articles] for different types of succession of States.
(2) This is, however, a rebuttable presumption […]
[…]
(4) As regards the criterion on which this presumption relies, it derives from the application of the
principle of effective nationality to the specific case of the succession of States. As Rezek has stressed,
“the juridical relationship of nationality should not be based on formality or artifice, but on a real
connection between the individual and the State”.
Habitual residence is the test that has most often been used in practice for defining the basic body of
nationals of the successor State, even if it was not the only one. This is explained by the fact that the
population has a “territorial” or local status, and this is unaffected whether there is a universal or partial
successor and whether there is a cession, i.e., a “transfer” of sovereignty, or a relinquishment by one
State followed by a disposition by international authority. Also, in the view of experts of UNHCR,
“there is substantial connection with the territory concerned through residence itself”.184
The different types of succession of States for which solutions are provided in the draft
Articles are: (i) when part of the territory of a State is transferred by that State to another
State; (ii) when two States unite; (iii) when a State dissolves and ceases to exist and the
various parts of the territory of the predecessor State form two or more successor States.
Specifically, the draft Articles provide:
Article 20
Attribution of the nationality of the successor State and
withdrawal of the nationality of the predecessor State
When part of the territory of a State is transferred by that State to another State, the successor State shall
attribute its nationality to the persons concerned who have their habitual residence in the transferred
territory and the predecessor State shall withdraw its nationality from such persons, unless otherwise
indicated by the exercise of the right of option which such persons shall be granted. The predecessor
State shall not, however, withdraw its nationality before such persons acquire the nationality of the
successor State.
Article 21
Attribution of the nationality of the successor State
Subject to the provisions of article 8,185 when two or more States unite and so form one successor State,
irrespective of whether the successor State is a new State or whether its personality is identical to that of
one of the States which have united, the successor State shall attribute its nationality to all persons who,
on the date of the succession of States, had the nationality of a predecessor State.
184
185
International Law Commission, “Report of the International Law Commission on the work of its fifty-first
session”, A/54/10, 1999, pp. 28 - 29.
Article 8 provides: “1. A successor State does not have the obligation to attribute its nationality to persons
concerned who have their habitual residence in another State and also have the nationality of that or any
other State. 2. A successor State shall not attribute its nationality to persons concerned who have their
habitual residence in another State against the will of the persons concerned unless they would otherwise
become stateless.”
56