QUICK GUIDE 6 - OPERATIONALIZE KEY STATELESSNESS CONCEPTS
QUICK GUIDE 6 - OPERATIONALIZE KEY STATELESSNESS CONCEPTS
In researching statelessness, it is important to have a clear understanding of the key
statelessness concepts and how they can be operationalized. Besides the concept of
statelessness, the categories of persons at risk of statelessness or with undetermined
nationality are useful when collecting data on statelessness. This is because it may not
be possible through research to definitively identify that an individual is stateless. This
can be for several reasons, including due to lack of conclusive evidence that no State
considers that person to be a national. In this guide these different concepts will be
explained and how they can be operationalized when collecting data on statelessness.
appropriate method to obtain this information. Qualitative data collection can be
opted for in case quantitative data collection is not feasible, including for reasons of
limited financial resources and protection concerns when conducting quantitative
data collection.
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To examine the scope of relevant legislation and other sources, a desk review can in
many cases provide substantial information on this. In case customary practices are
involved, it is recommended to identify persons who can provide accurate
information on these practices, and can include persons such as relevant government
officials or NGO workers. Qualitative data collection through key informant interviews
or semi-structured interviews are in many cases appropriate.
Operationalizing the concept of
statelessness
The definition of a stateless person
The international legal definition of a stateless person comes from the 1954 Convention
relating to the Status of Stateless Persons: “A person who is not recognized as a
national of any State under the operation of its law”.
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“by any State”
Although the definition is formulated in the negative (“not considered to be a national
by any State”), only States with which someone has a relevant link, in particular by
birth on the territory, descent, marriage, adoption or habitual residence, would need
to be considered. An inquiry can thus be limited to only one State.
When researching whether a certain group is stateless, it is recommended to start
with a desk review to understand with which States the group has links with. A desk
review can include an analysis of multiple sources of data that are available, such as
legislation, policies and administrative frameworks; existing research; the media; and
statistics.
After a desk review, primary data collection may be necessary in case existing
resources are not sufficient to establish which States a group has links with.
Quantitative data collection, in the form of a sample survey, is in many cases the
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Meaning of “law”
The reference to “law” should be read broadly to include not just legislation, but also
ministerial decrees, regulations, orders, judicial case law (in countries with a tradition
of precedent) and, where appropriate, customary practice.
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When is a person “not considered as a national” under a State’s law and practice?
Establishing whether an individual is not considered as a national under the
operation of its law requires a careful analysis of how a State applies its nationality
laws in practice. This is a mixed question of fact and law. Applying this approach of
examining an individual’s position in practice may lead to a different conclusion than
one derived from a purely formalistic analysis of the application of nationality laws of
a country to an individual’s case. A State may not in practice follow the letter of the
law, even going so far as to ignore its substance. The reference to “law” in the
definition of statelessness therefore covers situations where the written law is
substantially modified when it comes to its implementation in practice.
To research whether a State ‘considers’ a particular group or individual as a national,
a logical step is to approach the relevant competent authorities and ask them specific
questions to this extent. In cases where this is not possible or desirable, other key
informants can often be identified. Community leaders or members of the community
can also provide information on their interactions with the authorities which may shed
light on the question of whether they are considered nationals by the State.
Appropriate qualitative data collection methods include key informant and semistructured interviews.
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