3.3.2.2 QUESTIONS OF PROOF
Although the 1954 Convention does not articulate a standard of proof, States are encouraged to make a
finding of statelessness where it is established to a “reasonable degree” that an individual is not considered
as a national by any State under the operation of its law.117 Given the nature of statelessness, applicants for
statelessness status are often unable to substantiate the claim with much, if any, documentary evidence.
Moreover, statelessness, by its very nature, cannot normally be proved. Rather, it is an individual’s nationality
that can be proved. Statelessness determination authorities need to take this into account, where
appropriate giving sympathetic consideration to testimonial explanations regarding the absence of certain
kinds of evidence.118
As there is no specific statelessness determination procedure in Sweden, the burden and standard of proof
applied when assessing an individual’s potential statelessness will depend on the procedural standards
and guidelines governing such assessments in the procedure in question, for example the asylum or
naturalization procedure.
Establishing identity, including citizenship status, for the purpose of the asylum procedure
An assessment of whether an asylum applicant is stateless, or of “unknown” nationality, is part of establishing
his or her identity, for the purpose of, thereafter, determining whether he or she is in need of international
protection. The SMA has adopted a Judicial Position on establishing an applicant’s identity in asylum
claims, which provides guidance to SMA case workers and decision makers.119 The Judicial Position notes
that Swedish legislation does not contain a definition of “identity”, but that, according to the preparatory
works and judicial practice, an individual’s identity comprises name, date of birth and, as a general rule,
citizenship.120 It also asserts that a precondition for an individual assessment of the asylum claim is that
the applicant has made his or her identity “probable” (sannolik). In comparison, the Handbook encourages
States to make a finding of statelessness where it is established to a “reasonable degree” that an individual
is not considered as a national by any State under the operation of its law. The aforementioned Judicial
Position explains the importance of the SMA case worker encouraging the asylum-seeker to play an active
role in establishing his or her identity, or making it probable. The best way for a person to establish his or her
identity is to present an original passport or ID document. If the applicant cannot show any documentary
proof of his or her identity, he or she should be given an opportunity to explain why such documentary
proof is not available. The Judicial Position further affirms that it is possible to determine an asylum-seeker’s
identity solely based on his or her oral account, and that other methods, such as knowledge and language
tests, may be used to establish the applicant’s identity in the absence of a passport or ID document.
While the aforementioned Judicial Position does not contain any direct references to the particular
difficulties stateless applicants may have in presenting a national passport or ID document as proof of their
identity, it can be noted that the Government Bill on Citizenship and Identity of 1998, which introduced an
exemption from the general requirement to prove one’s identity in order to be eligible for nationalization,
117
UNHCR, Handbook, para. 91.
118
Ibid., at para. 90. For a detailed discussion, see ibid., paras. 89-107 (discussing, inter alia, evidentiary issues such as the proper
consideration of passports, enquiries with and responses from foreign authorities, the importance of conducting interviews with
the individual whose nationality or statelessness is at issue, and credibility issues).
119
SMA Judicial Position on probable identity in asylum cases, Rättsligt ställningstagande angående sannolik identitet i asylärenden, RCI
08/2013, available at: http://goo.gl/4lfEIH.
120
Proposition (1997/98: 178) Medborgarskap och identitet, p. 8, available at: https://goo.gl/8DisFY; MIG 2010: 17, MIG 2011: 11 and
MIG 2012: 1.
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