refusal of permanent or temporary asylum has led, in a number of cases, to serious
consequences for the persons concerned.249
1.3. Effective Protection
The term “effective protection” is not an established principle of refugee law. It
refers, however, to the obligation embodied in the Refugee Convention that refugees
and asylum seekers should have access to “effective protection” and that “effective
protection” encompasses access to or at least the prospect of a durable solution.
The question of whether an asylum seeker or refugee enjoys “effective protection”
usually arises in the context of secondary movements of such persons (e.g., 1948
Palestinian refugees who flee from their first Arab country of refuge) and in relation
to deliberations on whether they should be granted asylum or returned/removed to
the “first country of asylum” or to a “safe” third country. This issue will be further
explored in the Chapter Five, The Interpretation and Application of Article 1D: a
critical approach.
The Lisbon Roundtable organized by UNHCR and the Migration Policy Institute
in 2002 (part of the Global Consultations) discussed the concept of “effective
protection.” They concluded that certain elements were critical factors for the
appreciation of “effective protection” in the context of return to third countries:
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•
•
•
•
•
•
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249
The person has no well-founded fear of persecution in the third state on any
of the 1951 Convention grounds;
There will be respect for fundamental human rights in the third state in
accordance with applicable international standards;
There is no real risk that the person would be sent by the third state to another
state in which he or she would not receive effective protection or would be
at risk of being sent from there on to any other state where such protection
would not be available;
While respecting data protection principles during the notification process,
the third state has explicitly agreed to readmit the person as an asylum seeker
or, as the case may be, a refugee;
While accession to international refugee instruments and basic human
rights instruments is a critical indicator, the actual practice of States and
their compliance with these instruments is key to the assessment of the
effectiveness of protection;
The third state grants the persons access to fair and efficient procedures for
the determination of refugee status;
The person has access to means of subsistence sufficient to maintain an
adequate standard of living. Following recognition as a refugee, steps are
undertaken by the third state to enable the progressive achievement of selfreliance, pending the realization of durable solutions;
UNHCR, “Executive Committee Conclusion No. 5 (XXVIII) – Asylum,” October 12, 1977, http://www.
unhcr.org/3ae68c4388.html.
Handbook on Protection of Palestinian Refugees
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