2.1 Confidentiality and Data Protection
in UNHCR RSD Procedures
2.1.1 Protection of Personal Data and Duty of Confidentiality in UNHCR
RSD Procedures
The confidentiality of UNHCR RSD procedures is essential for creating an environment of security
and trust for asylum-seekers and other individuals participating in UNHCR procedures, as well as for
maintaining the integrity of UNHCR RSD procedures.1 All UNHCR staff, including interpreters and
security staff, as well as any partners, counsellors or medical practitioners who provide services to
asylum-seekers and refugees under an agreement with UNHCR, have a duty to ensure the confidentiality
of personal data2 and other information received from or about such individuals in accordance with
UNHCR’s data protection policy and confidentiality standards.3 This includes the fact that an individual
has registered or is in contact with UNHCR.
The duty of confidentiality extends to all communications with current and former asylum-seekers and
refugees, as well as all personal data or information obtained from or about them by UNHCR staff and
partners in the course of their activities.4
UNHCR standards regarding the protection of personal data of current and former asylum-seekers
and refugees, as well as the confidentiality of other information provided by Applicants or otherwise
gathered in the course of RSD should be incorporated into the procedures of every UNHCR Office. These
standards should be understood and adhered to by all UNHCR staff and any other individuals who are
responsible for implementing RSD procedures. Specific recommendations regarding the processing of
personal data in the context of RSD and, more generally, the confidentiality of RSD procedures are set
out in the relevant sections of this Unit and throughout the RSD Procedural Standards. These include,
inter alia, procedures and measures for the protection against unauthorised disclosure and accidental loss
or transfer of personal data and other information on individual RSD files, as well as measures to ensure
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1
For example, an Applicant’s family members or individuals witnessing on an Applicant’s behalf, who may not
themselves be persons of concern to UNHCR.
2
According to UNHCR’s data protection policy, personal data is any data related to an individual who can be
identified from that data; from that data and other information; or by means reasonably likely to be used related
to that data. Personal data includes biographical data such as name, sex, marital status, date and place of birth,
country of origin, country of asylum, individual registration number, occupation, religion and ethnicity, biometric
data (such as a photograph, fingerprint, facial or iris image), as well as any expression of opinion about the
individual (such as assessments of the status and/or specific needs).
3
This implies that all UNHCR staff understand their obligations in respect to the confidentiality of personal data of
persons of concern, including the relevant provisions in the Code of Conduct (see Principle 6) and UN Staff Rules
(see Regulation 1.2). Interpreters must also sign an Undertaking of Confidentiality and Impartiality (see § 2.5.2
– Qualifications and Training of UNHCR Interpreters). For implementing partners, standard data protection clauses
must be integrated into the standard Project Partnership Agreement. For operational partners and other third
parties, UNHCR must seek written agreement that the personal data will be kept confidential at all times and if
data transfers are likely to be large, repeated or structural, a Data Transfer Agreement must be instituted.
4
For further guidance on data protection of persons of concern, please refer to UNHCR’s data protection policy
and guidance. The retention and storage of personal data of persons no longer of concern to UNHCR, including
individual RSD files, must be done in accordance with UNHCR’s records and archives policy.
Procedural Standards for RSD under UNHCR’s Mandate