TABLE 5
Substantive decisions taken
State
UNHCR
Jointly*
Total
% UNHCR only
2007
2008
2009
399,000
468,900
495,300
51,200
46,800
69,200
20,600
31,200
21,000
470,800
11%
546,900
9%
585,500
12%
individuals who initially received a negative decision
that was overturned at the appeal or review stage.
Instances where the percentage of decisions
overturned at the appeal stage was particularly high
may be an indication of deficiencies in the asylum
procedure in some countries.
Some 311,000 claims were rejected on substantive
grounds, 16,000 less than the year before. This number
includes negative decisions at the first instance as well
as those on appeal. Asylum-seekers who appealed a negative decision at first instance which was
upheld under appeal may have been counted twice in this figure.
* Refers to refugee status determination conducted jointly
between UNHCR and the Government.
At the global level (UNHCR and State asylum procedures combined), the Refugee Recognition Rate
(RRR) amounted to an estimated 38 per cent of all decisions taken during 2009 while the Total
Recognition Rate (TRR) was 47 per
cent. (30) Both values are significantly
Unaccompanied and separated children (UASC)
above the corresponding rates in 2008
seeking asylum *
(29 per cent for RRR and 40 per cent for
In 2009, more than 18,700 asylum
in Norway and Sweden figures
TRR). However, at this time global
applications were lodged by
went up significantly (+81% and
recognition rates are indicative as some
unaccompanied and separated
+49% respectively). Malaysia and
States have not yet reported the relevant
children in 71 countries. This
Ecuador were important
constitutes about 4 per cent of the
destination countries for
data. Also, the proportion of positive
total number of asylum claims
unaccompanied and separated
decisions is in reality higher as decisions
lodged in those countries. The
children outside Europe, with
for those rejected on appeal are often
relative figure is consistent with
1,500 and 500 asylum claims
the one observed a year earlier
respectively.
counted twice. Among the industrialized
when 16,600 UASC sought
countries, Finland and Malta had the
The available information
asylum. Europe received 15,100 or
highest TRR at the first instance in 2009
indicates that 7,900
81 per cent of the 18,700 UASC
unaccompanied and separated
claims. Like in previous years, the
(78% and 65%, respectively). Among the
children were recognized as
United Kingdom registered the
main countries of origin of asylumrefugees or granted a
highest number in Europe with
seekers in 2009, those originating from
complementary form of protection
close to 3,000 UASC claims,
in 2009. This figure is higher than
followed by Norway (2,500),
Colombia, Eritrea, and Myanmar had
in 2008 (6,000 positive grants).
Sweden (2,250), and Germany
TRRs of 80 to 90 per cent. Recognition
Europe accounted for 64 per cent
(1,300). While the United
rates were also high for asylum-seekers
of all positive decisions rendered.
Kingdom received 1,200 fewer
UASC claims compared to 2008,
from Somalia (around 75%), the
Democratic Republic of the Congo
* For additional information, see 2008 Statistical Yearbook, pp. 48-49, UNHCR, Geneva.
(61%), Ethiopia (53%), Afghanistan
(50%), and Iraq (50%).
Globally more than 983,000 individuals were still awaiting a decision on their asylum claim by the end
of the year. This is 19 per cent more persons than in 2008. It includes applications at any stage of the
asylum procedure. The largest number of undecided cases at the first instance and on appeal was
reported by South Africa (309,800). This figure includes an estimated 171,700 undecided cases at the
first instance and 138,100 cases which were pending decision at the end of 2008.
30
In the absence of an internationally agreed methodology for calculating recognition rates, UNHCR uses two rates to compute the
proportion of refugee claims accepted during the year. The Refugee Recognition Rate divides the number of asylum-seekers granted
Convention refugee status by the total number of substantive decisions (Convention status, complementary protection, and rejected
cases). The Total Recognition Rate divides the number of asylum-seekers granted Convention refugee status and complementary
form of protection by the total number of substantive decisions (Convention status, complementary protection, and rejected cases).
Non-substantive decisions are, to the extent possible, excluded from both calculations. For the purpose of global comparability,
UNHCR only uses these two recognition rates and does not report nationally calculated rates.
2009 Global Trends 19