Statelessness Working Paper Series 2016/08
5. Defining the rule of law
For many years, research on statelessness was largely confined to the analysis, interpretation and
identification of gaps in national and international law.23 Academics pointed to constitutional law
reform, or state accession to international conventions on statelessness, or new interpretations
thereof, to reduce statelessness or better the conditions of stateless people. This approach remains
important. If statelessness is the lack of a legal bond to the state, then logically, new laws or
amendments must be passed in order to create that bond and end statelessness.
Today, however, there is wider recognition that research on statelessness, “must evolve beyond the
study of statelessness law. There is an evident need to explore statelessness from an interdisciplinary
perspective, to better understand why this extreme form of exclusion is allowed to happen—and why
it can so stubbornly persist—and what its true impact is on the lives of individuals, the fabric of
communities and the integrity of the modern nation-state system.”24 This sentiment is welcome, if
only because it opens the door to more incisive look at the political, cultural, and economic forces
behind statelessness, and allows us to hold decision-makers and institutions accountable for their
actions.
Given its traditional focus on laws, it seems only natural that the research and advocacy agenda on
statelessness should consider a rule of law perspective. Indeed, the rule of law provides a conceptual
framework for approaching statelessness that may further rationalize an interdisciplinary approach,
while providing new impetus for policy formation and programmatic undertakings.
The rule of law is not an idea borne of contemporary political scientists. In fact, the first expressions
of the principle may have originated around 2000 BCE with King Hammurabi of Babylonia, in current
day Iraq. As old as the concept may be, it still lacks an agreed definition between and among
academics, advocates and governments. Speaking on behalf of the UN system, the UN SecretaryGeneral has defined the rule of law as:
…a principle of governance in which all persons, institutions, and entities, public and private,
including the State itself, are accountable to laws that are publically promulgated, equally
enforced and independently adjudicated, and which are consistent with international human
rights norms and standards. It requires as well, measures to ensure adherence to the principles
of supremacy of law, equality before the law, accountability to the law, fairness in the
application of the law, separation of powers, participation in decision-making, legal identity,
avoidance of arbitrariness and procedural and legal transparency.25
The definition is by some accounts long-winded, seeking to capture every possible aspect of the
concept at the cost of accessibility and perhaps, coherence. Breaking the definition down further,
however, three essential elements emerge. Under the rule of law: 1) those who wield power are to
be held accountable; 2) laws must clear, stable and just; 3) the ways in which laws are processed and
executed must likewise be accessible and just.26 In short, the rule of law is about controlling power
and directing it towards positive or just ends, mostly through agreed-upon rules that detail the
23
Laura van Waas and Mark Manly, The State of Statelessness Research: A human rights imperative, January 2014.
Id.
25 United Nations Security Council, The Rule of Law and Transitional Justice in Conflict and Post-Conflict Societies,
S/2004/616, 23 August 2004, para.6.
26 See World Justice Project, Rule of Law Index, 2015, available at http://worldjusticeproject.org/rule-law-around-world.
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