Nationality in relation to the succession of States
2. A successor State shall not attribute its nationality to persons concerned who have their habitual
residence in another State against the will of the persons concerned unless they would otherwise become
stateless.
Commentary
(1) The attribution of the nationality of the successor
State is subject to certain exceptions of a general character
which apply to all types of succession of States. These
exceptions, spelled out in article 8, concern both the obligation of the successor State to attribute its nationality and
the power of the State to do so. Their purpose is to establish a balance between the competing jurisdictions of the
successor State and other States where persons concerned
have their habitual residence outside the former while still
pursuing the goal of preventing statelessness.
(2) This question has been widely debated in the doctrine, an analysis of which leads to the following two conclusions: (a) a successor State does not have the obligation to attribute its nationality to the persons concerned
who would otherwise satisfy all the criteria required for
acquiring its nationality but who have their habitual residence in a third State and also have the nationality of a
third State; (b) a successor State cannot attribute its
nationality to persons who would otherwise qualify to
acquire its nationality but who have their habitual residence in a third State and also have the nationality of that
State against their will.53 When referring to a “third”
State, commentators had in fact in mind States other than
either the predecessor State, or, as the case may be,
another successor State. The Commission, however, considers that there is no reason not to extend the application
of article 8 also to persons concerned who have their
habitual residence not in a “third State”, but in another
“State concerned”. Finally, as explicitly stated in paragraph 1 and as implied in paragraph 2, article 8 covers
both persons who have their habitual residence in the
State of which they are nationals as well as persons who
have their habitual residence in one State, while being
nationals of yet another State.
(3) Accordingly, paragraph 1 lifts, under specific conditions, any obligation which a successor State may have
to attribute its nationality to persons concerned, as a corollary of a right of a person concerned to a nationality
under the terms of article 1 of the present draft articles.
However, if a person referred to in paragraph 1 who has
an appropriate connection54 with a successor State wishes
to acquire the nationality of that State, e.g. by exercising
an option to that effect, the obligation of the latter to
attribute its nationality to that person is not lifted. Indeed
in such a case article 11, paragraph 3, applies. Paragraph 1 of article 8 concerns the attribution of nationality
by virtue of national legislation. It is, however, without
prejudice to any obligation of a successor State vis-à-vis
other States concerned under any relevant treaty.
53
For State practice, see O’Connell , The Law of State . . . (footnote 24 above), pp. 251-258.
54
As to the expression “appropriate connection”, see paragraphs (9)
and (10) of the commentary to article 11 below.
31
(4) Paragraph 2 restricts the power of a successor State
to attribute its nationality to persons concerned not residing in its territory and having the nationality of another
State. However, a successor State may attribute its nationality to such persons on a consensual basis. This raises the
question as to how consent should be ascertained. Establishing a requirement of explicit consent would not be a
practical solution, as it would put a heavy administrative
burden on the successor State. The Commission considers
it preferable to introduce a rebuttable presumption of consent where persons concerned being offered an option to
reject the nationality of the successor State remain silent.
This is reflected in the expression “not . . . against their
will” used in paragraph 2.
(5) The restriction of the competence of the successor
State under paragraph 2 does not apply when it would
result in statelessness. In such case, that State has the right
to attribute its nationality to a person referred to in paragraph 1, irrespective of that person’s will.
Article 9. Renunciation of the nationality of another
State as a condition for attribution of nationality
When a person concerned who is qualified to
acquire the nationality of a successor State has the
nationality of another State concerned, the former
State may make the attribution of its nationality
dependent on the renunciation by such person of the
nationality of the latter State. However, such requirement shall not be applied in a manner which would
result in rendering the person concerned stateless,
even if only temporarily.
Commentary
(1) It is generally accepted that, as a means of reducing
or eliminating dual and multiple nationality, a State may
require the renunciation of the nationality of another State
as a condition for granting its nationality. This requirement is also found in some legislations of successor
States, namely in relation to the voluntary acquisition of
their nationality upon the succession.
(2) It is not for the Commission to suggest which policy
States should pursue on the matter of dual or multiple
nationality. Accordingly, the draft articles are neutral in
this respect. The Commission is nevertheless concerned
with the risk of statelessness related to the above requirement of prior renunciation of another nationality. Similar
concerns have been voiced in other forums.55
(3) The practice of States indicates that, in relation to a
succession of States, the requirement of renunciation
applied only with respect to the nationality of another
State concerned, but not the nationality of a “third
55
Accordingly, the experts of the Council of Europe concluded that
“a State which gives an unconditional promise to grant its nationality
is responsible at an international level for the de jure statelessness
which arises from the release of a person from his or her previous
nationality, on the basis of this promise”
(Report of the experts of the Council of Europe . . . (footnote 35 above),
para. 56).