24
Report of the International Law Commission on the work of its fifty-first session
cases of succession of States. A number of international
bodies have been dealing with this question.16
(3) The second paragraph of the preamble expresses
the point that, although nationality is essentially governed
by national legislation, the competence of States in this
field may be exercised only within the limits set by international law. These limits have been established by various authorities. In its advisory opinion in the case concerning Nationality Decrees Issued in Tunis and
Morocco,17 PCIJ emphasized that the question whether a
matter was solely within the jurisdiction of a State was
essentially a relative question, depending upon the development of international relations, and it held that even in
respect of matters which in principle were not regulated
by international law, the right of a State to use its discretion might be restricted by obligations which it might
have undertaken towards other States, so that its jurisdiction became limited by rules of international law.18 Similarly, article 2 of the Draft Convention on Nationality prepared by the Harvard Law School asserts that the power
of a State to confer its nationality is not unlimited.19 Article 1 of the Convention on Certain Questions relating to
the Conflict of Nationality Laws (hereinafter “1930
Hague Convention”) provides that, while it is for each
State to determine under its own law who are its nationals,
such law shall be recognized by other States only “insofar
as it is consistent with international conventions, international custom and the principles of law generally recognized with regard to nationality”. Moreover, the Commission considers that, in the specific context of a succession
of States, international law has an even larger role to play,
as such situation may involve a change of nationality on a
large scale.
(4) Further international obligations of States in matters
of nationality emerged with the development of human
rights law after the Second World War, although the need
for the respect of the rights of individuals had also been
pointed out in connection with the preparations for the
Conference for the Codification of International Law.20
16
Thus, the Council of Europe adopted the European Convention on
Nationality containing, inter alia, provisions regarding the loss and
acquisition of nationality in situations of State succession. Another
organ of the Council of Europe, the European Commission for Democracy through Law (Venice Commission), adopted in September 1996
the Declaration on the consequences of State succession for the nationality of natural persons (Venice Declaration) (Council of Europe, Strasbourg, 10 February 1997, document CDL–INF (97) 1). As for the problem of statelessness, including statelessness resulting from a succession
of States, it appears to be of growing interest to UNHCR. For a review
of the recent activities of UNHCR in this field, see C. A. Batchelor,
“UNHCR and issues related to nationality”, Refugee Survey Quarterly,
vol. 14, No. 3 (autumn 1995), pp. 91-112. See also addendum to the
report of the United Nations High Commissioner for Refugees (Official
Records of the General Assembly, Fiftieth Session, Supplement No. 12A
(A/50/12/Add.1)), para. 20, and the report of the Subcommittee of the
Whole on International Protection (A/AC.96/858), paras. 21–27, as
well as General Assembly resolution 51/75.
17
Advisory Opinion, 1923, P.C.I.J., Series B, No. 4, p. 24.
18
See also R. Jennings and A. Watts, eds., Oppenheim’s International Law, 9th ed., vol. I, Peace (London, Longman, 1992), p. 852.
19
Harvard Law School, Research in International Law. I. Nationality, Supplement to the American Journal of International Law, vol. 23
(Cambridge, Mass., 1929), p. 13.
20
“The scope of municipal laws governing nationality must be
regarded as limited by consideration of the rights and obligations of
As it was stated more recently by the Inter-American
Court of Human Rights, “the manner in which States
regulate matters bearing on nationality cannot today be
deemed within their sole jurisdiction; [the powers
enjoyed by the States in that area] are also circumscribed
by their obligations to ensure the full protection of human
rights”.21
(5) As a result of this evolution in the field of human
rights, the traditional approach based on the preponderance of the interests of States over the interests of individuals has subsided. Accordingly, the Commission finds it
appropriate to affirm in the third paragraph of the preamble that, in matters concerning nationality, the legitimate
interests of both States and individuals should be taken
into account.22
(6) The fourth, fifth and seventh paragraphs of the preamble recall international instruments which are of direct
relevance to the present draft articles. The instruments
referred to in the seventh paragraph of the preamble are
the product of the earlier work of the Commission in the
fields of nationality and of succession of States.
(7) The sixth paragraph of the preamble expresses the
fundamental concern of the Commission with the protection of the human rights of persons whose nationality may
be affected following a succession of States. State practice has focused on the obligation of the new States born
from the territorial changes to protect the basic rights of
all inhabitants of their territory without distinction.23 The
Commission, however, concludes, that, as a matter of
principle, it was important to safeguard basic rights and
fundamental freedoms of all persons whose nationality
may be affected by a succession, irrespective of the place
of their habitual residence.
(8) The eighth paragraph of the preamble underlines
the need for the codification and progressive development of international law in the area under consideration,
i.e. nationality of natural persons in relation to the succession of States. It is interesting to note that, as early as
1956, O’Connell, while recognizing that “[t]he effect of
change of sovereignty upon the nationality of the inhabitants of the [territory affected by the succession] is one of
the most difficult problems in the law of State succession”, stressed that “[u]pon this subject, perhaps more
than any other in the law of State succession, codification
or international legislation is urgently demanded”.24 The
individuals and of other States.” (League of Nations, Conference for the
Codification of International Law, Bases for Discussion drawn up for
the Conference by the Preparatory Committee, vol. I, Nationality
(Document C.73.M.38.1929.V), Reply of the United States of America,
p. 16).
21
Proposed Amendments to the Naturalization Provisions of the
Constitution of Costa Rica, Inter-American Court of Human Rights,
Advisory Opinion OC-4/84 of 19 January 1984, Series A, No. 4, p. 94,
para. 32. See also International Law Reports (Cambridge), vol. 79
(1989), para. 32.
22
See also the first paragraph of the preamble of the Venice Declaration (footnote 16 above) and the fourth paragraph of the preamble of
the European Convention on Nationality.
23
See paragraphs (1) to (3) and (5) of the commentary to draft
article 11 proposed by the Special Rapporteur in his third report (footnote 10 above).
24
D. P. O’Connell, The Law of State Succession (Cambridge, United
Kingdom, Cambridge University Press, 1956), pp. 245 and 258.