Schmid Comparative Migration Studies
(2020) 8:25
Western settler states – the United States, Canada, Australia, and New Zealand.
This leads to 713 country-year observations.
Part of the analysis will sub-divide the timespan from 1980 to 2010 into three geopolitical periods to detect changes over time. They roughly correspond to the three decades. The 1980–1991 period marks the final years of the Cold War. After the collapse
of the Soviet Union, the world has become fundamentally different. Globalisation
picked up speed and the USA sat at the top of the liberal world order during the 1992–
2001 period. The world changed again in fundamental ways after 9/11. Especially the
latter event is often assumed to be important for (changing) immigration and citizenship policies.
In line with the concept specification outlined in the first part of this article, the
measurement of IRO covers the policy fields of labour immigration, family reunification, and asylum. There are two components for each field: entry and stay. Entry
requirements define the criteria that immigrants need to fulfil to be able to enter a host
country (called eligibility and conditions in IMPIC). Conditions for stay define the security of status and the possibilities for long-term settlement associated with a specific
entry permit (called security of status in IMPIC; for details see Bjerre et al. 2016). This
leads to a total of six policy components.
Based on the conceptualisation of CRI above, CITRIX is composed of four policy
components. These are (1) the strength of jus soli; (2) residence duration requirements;
(3) the toleration of multiple citizenship; and (4) further naturalisation requirements,
namely language tests and citizenship tests as well as economic and criminal record
requirements. The first is measured as years and then rescaled from 0 to 100 with 100
indicating the least amount of years required in the sample. For the others the threepoint 0–50-100 MIPEX scales are applied, though for one jus soli indicator the scale is
refined and for the dual citizenship component it is rearranged. More details as well as
validity tests of CITRIX can be found in Additional file 1. In Additional file 1, I also
offer some reflections on building indices of immigration policies, elaborating on how
the country-year methodology used to measure immigration regimes qualifies the
analysis, and how it compares to other approaches in the literature.
The IMPIC components are coded with an ordinal restrictiveness scale from 0 to 1,
using theoretical minima and maxima (Helbling et al. 2017, p. 89). A score of 1 indicates
maximum restrictiveness. I reverse the scales and linearly transform them so that 0 represents the empirical minimum and 100 the empirical maximum. Except for the residence
duration requirement, the data of CITRIX are also ordinal. Also, there 0 represents the
empirical minimum and 100 the empirical maximum. Given the ordinal scaling, I use categorical instead of standard principal component analysis (CATPCA; Meulman and Heiser 2005) to analyse the dimensionality of the data. This method can accommodate
variables that are scaled at various levels (residence duration is deemed numeric) with the
aim of modelling non-linear relationships. The output of CATPCA is similar to standard
PCA – it can be interpreted in the same way (Linting et al. 2007, pp. 27–8).
For the empirical analysis, the 713 country-year observations are pooled. This means
that each indicator in each country and year is correlated with the indicator in that
country in the previous year. Whether this autocorrelation poses a problem for principal component analysis has been contested. Jolliffe (2002, p. 299) argues that this problem poses no serious threat if the main goal of PCA is descriptive. This applies to my
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