PART II:
SHIFTING PARADIGM OF DE FACTO STATELESSNESS
5.
EXPANDING THE BOUNDARIES OF “DE FACTO STATELESSNESS”
With the dissolution in the 1990s of the Soviet Union, Czechoslovakia and the former
Socialist Federal Republic of Yugoslavia, UNHCR and others began to expand the concept of
de facto statelessness into new areas, not all of which can be fully reconciled with the
traditional view described above.
Academic literature
For example, in 1995 Carol Batchelor wrote:
Those who cannot establish their nationality and those without an effective nationality, referred to as de
facto stateless persons, are not included in the definition of a de jure stateless person [in Article 1 of the
1954 Convention] … Given the developments in practice relating to asylum seekers over the years, and
the number of persons who do not receive citizenship in their country of habitual residence but continue
to live there, it has become clear that not all de facto stateless persons are refugees. This is complicated
by the various positions adopted by States on nationality status, the State of residence, for example,
insisting that the persons concerned have nationality in the State where a previous generation held
citizenship, while the latter State refuses to grant nationality insisting that the persons concerned should
have nationality where they were born or reside. The ‘grey zone’ of de facto statelessness has grown
substantially, and today may include, persons who are confirmed de jure stateless in their country of
long-term habitual residence but treated as if they held another State’s nationality, for example, because
they might have the technical possibility of applying for naturalization, notwithstanding the absence of
any effective link or ancestral connection; persons who have the nationality of a country but who are not
allowed to enter or reside in that country; persons who following a succession of States or transfer of
territory, do not receive nationality in the State where they were born, where they reside, work, own
property and have all their links but, rather, receive nationality in the successor State with which they
have no genuine or effective connection (the result being they are no longer able to work, own property,
have healthcare, education, and so on in the only place of residence they have known); persons who have
the theoretical right to the nationality of a State but who are unable to receive it owing to administrative
and procedural hurdles, excessive registration or naturalization fees, or other criteria which block access
to the nationality. The majority of de jure and de facto stateless persons requiring assistance on their
nationality status are not, today, refugees. Moreover, persons defined as de jure stateless under the 1954
Convention, stateless, by reference to national law, today fall into the grey area of de facto statelessness,
because of the lack of the lack of agreement between States on their de jure stateless status. Nonetheless,
if stateless persons are really to benefit from the provisions of international or regional instruments
developed to resolve cases of statelessness, they must be able to show de jure statelessness.102
Some of these scenarios beg a number of questions. For example, it would seem selfcontradictory to say that “persons who are confirmed de jure stateless” may at the same time
be de facto stateless, or that “persons defined as de jure stateless … fall into the grey area of
de facto statelessness”. Additionally, it is not clear why “persons who have the theoretical
102
Carol Batchelor, “Statelessness and the Problem of Resolving Nationality Status”, International Journal of
Refugee Law, Volume 10, 1998, p. 173 - 174. This passage has been picked up by a number of
commentators. See, for example, Human Rights Council, “Complementary International Standards: Report
on the study by five experts on the content and scope of substantive gaps in the existing international
instruments to combat racism, racial discrimination, xenophobia, and related intolerance”,
A/HRC/4/WG.3/6, 27 August 2007, para. 64: “Most experts in the field agree that today de jure
statelessness is overshadowed by the even greater crisis caused by de facto statelessness resulting from
irregular migration, which contributes to the evolution of a ‘grey zone of de facto statelessness.’ The
experts are of the opinion that this problem should be examined by the human rights treaty bodies, both in
their general comments and concluding observations.”
27